Secretary · M Financial Asset Management, Inc.
David R. Lees
CRD 2082413 · Named on Form ADV at one SEC-registered adviser
At a glance
M Financial Asset Management, Inc., an SEC-registered wealth manager based in Portland, OR with $1.2 billion in regulatory assets, lists David R. Lees on its Form ADV as Secretary, a control person.
Firms and roles
- M Financial Asset Management, Inc.SecretaryWealth manager · Portland, OR · $1.2B in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Robert P. OlsonPresident, M Financial Asset Management, Inc.
- Steven Charles LudwigChief Compliance Officer, M Financial Asset Management, Inc.
- Brittany D. GramboTreasurer, M Financial Asset Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.