Chief Compliance Officer · Ducenta Squared Asset Management
Steven Charles Ludwig
CRD 2440911 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Ducenta Squared Asset Management, an SEC-registered asset manager based in EL Segundo, CA with $3.3 billion in regulatory assets, lists Steven Charles Ludwig on its Form ADV as Chief Compliance Officer. The SEC filings also name Steven at 2 other registered advisers.
Firms and roles
- Ducenta Squared Asset ManagementChief Compliance OfficerAsset manager · EL Segundo, CA · $3.3B in regulatory assets
- M Holdings Securities, Inc.Chief Compliance OfficerBroker-dealer firm · Portland, OR · $3.2B in regulatory assets
- M Financial Asset Management, Inc.Chief Compliance OfficerWealth manager · Portland, OR · $1.2B in regulatory assets
AtlasMembers
Steven’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Myungkyu D. KangChairman and CEO, Ducenta Squared Asset Management
- Timothy P. TorlinePresident of Investment Operations, Ducenta Squared Asset Management
- Maria Renee RogersPrincipal Financial Officer, M Holdings Securities, Inc.
- Michael Ski SchoonmakerChief Executive Officer, M Holdings Securities, Inc.
- Laura Elizabeth Haney-JacksonVice President - Principal Operations Officer, M Holdings Securities, Inc.
3 more people named with Steven on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Steven’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.