Trustee · A.g.p / Alliance Global Partners
David Arthur Bocchi
CRD 5713167 · Named on Form ADV at 2 SEC-registered advisers
At a glance
A.g.p / Alliance Global Partners, an SEC-registered broker-dealer firm based in Westport, CT with $2.9 billion in regulatory assets, lists David Arthur Bocchi on its Form ADV as Trustee, a control person. The SEC filings also name David at 1 other registered adviser.
Firms and roles
- A.g.p / Alliance Global PartnersTrusteeBroker-dealer firm · Westport, CT · $2.9B in regulatory assets
- A.G.P. Asset Management LLCTrusteePrivate fund adviser · New York, NY · $144M in regulatory assets
AtlasMembers
David’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Thomas Joseph HigginsPrincipal Operations Officer, A.g.p / Alliance Global Partners
- Phillip William MichalsChief Executive Officer, A.g.p / Alliance Global Partners
- Anthony Joseph LaurielloMunicipal Securities Principal, A.g.p / Alliance Global Partners
- John Joseph VeneziaChief Compliance Officer - Broker Dealer, RIA, A.g.p / Alliance Global Partners
- Craig Erin KleinCFO, Principal Financial Officer, A.g.p / Alliance Global Partners
3 more people named with David on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For David’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.