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BU Chief Information Security Officer · Northern Trust Investments, Incorporated

Daniel T. Roche

CRD 3111835 · Named on Form ADV at one SEC-registered adviser

At a glance

Northern Trust Investments, Incorporated, an SEC-registered asset manager based in Chicago, IL with $1.2 trillion in regulatory assets, lists Daniel T. Roche on its Form ADV as BU Chief Information Security Officer.

Firms and roles

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Daniel’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • Craig Richard CarberryChief Legal Officer/secretary, Northern Trust Investments, Incorporated
  • Sheri B. HawkinsExecutive Vice President/director, Northern Trust Investments, Incorporated
  • Maya G. TeufelSenior Vice President/chief Compliance Officer, Northern Trust Investments, Incorporated
  • Archana KumarExecutive Vice President/chief Operating Officer/director, Northern Trust Investments, Incorporated
  • Joseph W. McInerneySenior Vice President/chief Risk Officer, Northern Trust Investments, Incorporated

6 more people named with Daniel on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Daniel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.