Managing Director · Axiom Asset Management
Craig A. Rose
CRD 2801975 · Named on Form ADV at one SEC-registered adviser
At a glance
Axiom Asset Management, an SEC-registered wealth manager based in Wayne, PA with $900 million in regulatory assets, lists Craig A. Rose on its Form ADV as Managing Director, a control person.
Firms and roles
- Axiom Asset ManagementManaging DirectorWealth manager · Wayne, PA · $900M in regulatory assets
AtlasMembers
Craig’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Michael C. HeabergChief Executive Officer, Axiom Asset Management
- Daniel J. BergChief Financial Officer, Axiom Asset Management
- David J. WebsterChief Compliance Officer, Axiom Asset Management
- Jared N. SchwartzChief Risk Officer, Axiom Asset Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Craig’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.