Managing Director, Chief Compliance Officer and Chief Operating Officer · EFM Investments & Advisory LLC
Christopher J. Sweeney
CRD 5879914 · Named on Form ADV at one SEC-registered adviser
At a glance
EFM Investments & Advisory LLC, an SEC-registered private fund adviser based in Portland, OR with $680 million in regulatory assets, lists Christopher J. Sweeney on its Form ADV as Managing Director, Chief Compliance Officer and Chief Operating Officer, a control person.
Firms and roles
- EFM Investments & Advisory LLCManaging Director, Chief Compliance Officer and Chief Operating OfficerPrivate fund adviser · Portland, OR · $680M in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Amrita VatsalManaging Director, EFM Investments & Advisory LLC
- Bettina Von HagenChief Executive Officer, EFM Investments & Advisory LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.