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Chief Executive Officer · EFM Investments & Advisory LLC

Bettina Von Hagen

CRD 8204390 · Named on Form ADV at one SEC-registered adviser

At a glance

EFM Investments & Advisory LLC, an SEC-registered private fund adviser based in Portland, OR with $680 million in regulatory assets, lists Bettina Von Hagen on its Form ADV as Chief Executive Officer, a control person.

Firms and roles

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Bettina’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Christopher J. SweeneyManaging Director, Chief Compliance Officer and Chief Operating Officer, EFM Investments & Advisory LLC
  • Amrita VatsalManaging Director, EFM Investments & Advisory LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bettina’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.