Chief Compliance Officer · Robert W. Baird & Co. Incorporated
Christa Lynn Graverson
CRD 4912961 · Named on Form ADV at one SEC-registered adviser
At a glance
Robert W. Baird & Co. Incorporated, an SEC-registered broker-dealer firm based in Milwaukee, WI with $394.1 billion in regulatory assets, lists Christa Lynn Graverson on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Robert W. Baird & Co. IncorporatedChief Compliance OfficerBroker-dealer firm · Milwaukee, WI · $394B in regulatory assets
AtlasMembers
Christa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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SEC adviser record
- Registered since
- 2005 (21 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Christa’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
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- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
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Colleagues named on the same filings (9)
- Patrick Steven LawtonDirector, Robert W. Baird & Co. Incorporated
- Michael John SchroederDirector, Robert W. Baird & Co. Incorporated
- Mary Ellen StanekDirector, Robert W. Baird & Co. Incorporated
- Steven Gregory BoothChairman, President, Chief Executive Officer, Robert W. Baird & Co. Incorporated
- Paul Lee SchultzGeneral Counsel, Secretary, Robert W. Baird & Co. Incorporated
4 more people named with Christa on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.