Partner · Waller Financial Planning Group, Inc.
Charles A. Kerwood
CRD 2315202 · Named on Form ADV at one SEC-registered adviser
At a glance
Waller Financial Planning Group, Inc., an SEC-registered wealth manager based in Columbus, OH with $748 million in regulatory assets, lists Charles A. Kerwood on its Form ADV as Partner, a control person.
Firms and roles
- Waller Financial Planning Group, Inc.PartnerWealth manager · Columbus, OH · $748M in regulatory assets
AtlasMembers
Charles’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 1996 (30 years)
- Designations
- Certified Financial Planner, Chartered Financial Consultant
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Charles’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Christopher O. OlsgardPartner, Waller Financial Planning Group, Inc.
- Jason A. EliasonPartner, Waller Financial Planning Group, Inc.
- Jason E. FarrisPartner and Chief Compliance Officer, Waller Financial Planning Group, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.