Managing Director, Chief Compliance Officer · Sterling Capital Management LLC
Charles A. Durham
CRD 4645491 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Sterling Capital Management LLC, an SEC-registered asset manager based in Charlotte, NC with $69.2 billion in regulatory assets, lists Charles A. Durham on its Form ADV as Managing Director, Chief Compliance Officer, a control person. The SEC filings also name Charles at 1 other registered adviser.
Firms and roles
- Sterling Capital Management LLCManaging Director, Chief Compliance OfficerAsset manager · Charlotte, NC · $69B in regulatory assets
- Alta Capital Management LLCChief Compliance OfficerWealth manager · Salt Lake City, UT · $1.6B in regulatory assets
AtlasMembers
Charles’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Mark M. MontgomerySenior Managing Director, Sterling Capital Management LLC
- Scott A. HaenniSenior Managing Director, Chief Executive Officer, Sterling Capital Management LLC
- Robert W. BridgesSenior Managing Director, Sterling Capital Management LLC
- Jason ToledanoChief Financial Officer, Sterling Capital Management LLC
- George MavroudisManager, Alta Capital Management LLC
1 more person named with Charles on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.