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Chief Investment Officer · Strategic Advisers LLC

Catherine L. Pena

CRD 7837650 · Named on Form ADV at one SEC-registered adviser

At a glance

Strategic Advisers LLC, an SEC-registered asset manager based in Boston, MA with $1.4 trillion in regulatory assets, lists Catherine L. Pena on its Form ADV as Chief Investment Officer, a control person.

Firms and roles

AtlasMembers

Catherine’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (7)

2 more people named with Catherine on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.