Adviser and broker representative · Cetera Investment Advisers LLC
Cary D. Rubman
CRD 1443551 · Enfield, CT
At a glance
Cary D. Rubman is an investment adviser representative with Cetera Investment Advisers LLC in Enfield, CT, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Cary’s SEC record dates to 1993, about 33 years ago. Cary is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Cetera Investment Advisers LLCSince September 2025Enfield, CT · $257B in regulatory assets
SEC adviser record
- Registered since
- 1993 (33 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Cary’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.