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Shareholder · Seminario Asset Management LLC

Carlos E. Seminario

CRD 4584305 · Named on Form ADV at one SEC-registered adviser

At a glance

Seminario Asset Management LLC, an SEC-registered asset manager based in Coral Gables, FL with $0 in regulatory assets, lists Carlos E. Seminario on its Form ADV as Shareholder, a control person.

Firms and roles

AtlasMembers

Carlos’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ireanna M. RubioSR Compliance Officer, Seminario Asset Management LLC
  • Marlo E DieguezChief Executive Officer, Seminario Asset Management LLC
  • Rajiv ShahChief Compliance Officer, Seminario Asset Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carlos’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.