Investment adviser representative · LPL Financial LLC
Carlos D. Quintana De La O
CRD 6098327 · Culver City, CA
At a glance
Carlos D. Quintana De La O is an investment adviser representative with LPL Financial LLC in Culver City, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Carlos’s SEC record dates to 2025, about 1 years ago.
Current advisory firm
- LPL Financial LLCSince February 2025Culver City, CA · $819B in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- –
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Carlos’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
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