Adviser and broker representative · Cetera Investment Advisers LLC
Carl Mauter-Hollenbeck
CRD 7274366 · Park Ridge, IL
At a glance
Carl Mauter-Hollenbeck is an investment adviser representative with Cetera Investment Advisers LLC in Park Ridge, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Carl’s SEC record dates to 2021, about 5 years ago. Carl is also registered as a broker representative.
Current advisory firm
- Cetera Investment Advisers LLCSince September 2025Park Ridge, IL · $257B in regulatory assets
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Carl’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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