Adviser and broker representative · Wells Fargo Clearing Services, LLC
Brock Loen
CRD 2080642 · Bellevue, WA
At a glance
Brock Loen is an investment adviser representative with Wells Fargo Clearing Services, LLC in Bellevue, WA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Brock’s SEC record dates to 1995, about 31 years ago. Brock is also registered as a broker representative.
Current advisory firm
- Wells Fargo Clearing Services, LLCSince June 2020Bellevue, WA · $671B in regulatory assets
SEC adviser record
- Registered since
- 1995 (31 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Brock’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.