Adviser and broker representative · Cetera Investment Advisers LLC
Billy C. Romine
CRD 4170978 · Dallas, TX
At a glance
Billy C. Romine is an investment adviser representative with Cetera Investment Advisers LLC in Dallas, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Billy’s SEC record dates to 2003, about 23 years ago. Billy is also registered as a broker representative.
Current advisory firm
- Cetera Investment Advisers LLCSince June 2023Dallas, TX · $257B in regulatory assets
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Billy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.