CEO · Vontobel Swiss Financial Advisers
Billy R Obregon
CRD 5560837 · Named on Form ADV at one SEC-registered adviser
At a glance
Vontobel Swiss Financial Advisers, an SEC-registered broker-dealer firm based in Zurich, Switzerland with $11.9 billion in regulatory assets, lists Billy R Obregon on its Form ADV as CEO, a control person.
Firms and roles
- Vontobel Swiss Financial AdvisersCEOBroker-dealer firm · Zurich, Switzerland · $12B in regulatory assets
AtlasMembers
Billy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Billy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Pascal D. KoeppelCIO, Vontobel Swiss Financial Advisers
- Christian StambachDirector of the Board of Directors, Vontobel Swiss Financial Advisers
- Christian GmuenderChairman of the Board of Directors, Vontobel Swiss Financial Advisers
- Natalie PeterDirector of the Board of Directors, Vontobel Swiss Financial Advisers
- Arturo StoeklinManagement Committee Member, Vontobel Swiss Financial Advisers
4 more people named with Billy on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Billy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.