Adviser and broker representative · LPL Enterprise, LLC
Benjamin P. Smith
CRD 5612366 · Hales Corners, WI
At a glance
Benjamin P. Smith is an investment adviser representative with LPL Enterprise, LLC in Hales Corners, WI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Benjamin’s SEC record dates to 2017, about 9 years ago. Benjamin is also registered as a broker representative.
Current advisory firm
- LPL Enterprise, LLCSince November 2024Hales Corners, WI · $25B in regulatory assets
SEC adviser record
- Registered since
- 2017 (9 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Benjamin’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at LPL Enterprise, LLC
- John A. MarlisHales Corners
- Andreas C. MearsHales Corners
- Grant W. UittiHales Corners
- Samuel F. ZabkowiczHales Corners
- Alfred M. AbbamonteChicago
- Justin D. AbellLake Oswego
- Erik S. AbrahamOrlando
- Michael M. AbrahamIrvine
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