Chief Financial Officer · Popular Asset Management
Beatriz L Diaz Del Llano
CRD 4576581 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Popular Asset Management, an SEC-registered asset manager based in SAN Juan, PR with $3.7 billion in regulatory assets, lists Beatriz L Diaz Del Llano on its Form ADV as Chief Financial Officer, a control person. The SEC filings also name Beatriz at 1 other registered adviser.
Firms and roles
- Popular Asset ManagementChief Financial OfficerAsset manager · SAN Juan, PR · $3.7B in regulatory assets
- Popular Securities, LLCPrincipal Financial OfficerBroker-dealer firm · Hato REY, PR · $2.6B in regulatory assets
AtlasMembers
Beatriz’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2017 (9 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Beatriz’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- Angel M. RiveraPresident, Popular Asset Management
- Francisco Fuster VigierChief Compliance Officer, Popular Asset Management
- Javier David FerrerDirector/elected Manager, Popular Asset Management
- Francisco J. PericasDirector/elected Manager, Popular Asset Management
- Eli SepulvedaDirector/elected Manager, Popular Asset Management
8 more people named with Beatriz on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Beatriz’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.