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Chief Compliance Officer · Rathbones

Annette L. Dowden

CRD 8211249 · Named on Form ADV at one SEC-registered adviser

At a glance

Rathbones, an SEC-registered wealth manager based in Liverpool, United Kingdom with $135.1 billion in regulatory assets, lists Annette L. Dowden on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

  • RathbonesChief Compliance OfficerWealth manager · Liverpool, United Kingdom · $135B in regulatory assets

AtlasMembers

Annette’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Annette on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Annette’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.