Investment adviser representative · Unique Investment Advisors, LLC
Anne T. Ertel-Sawasky
CRD 1739818 · Goodlettsville, TN
At a glance
Anne T. Ertel-Sawasky is an investment adviser representative with Unique Investment Advisors, LLC in Goodlettsville, TN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Anne’s SEC record dates to 2016, about 10 years ago. Designations on file: Chartered Financial Consultant.
Current advisory firm
- Unique Investment Advisors, LLCSince April 2025Goodlettsville, TN · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- Chartered Financial Consultant
- Exams
- Series 63, Series 65
- Registered in
- 4 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Anne’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.
More at Unique Investment Advisors, LLC
- Angela M. ValentinePhoenix
Every advisor at Unique Investment Advisors, LLC →Financial advisors in Goodlettsville, TN →Advisor Moves: who changed firms this week →