Managing Member & Chief Compliance Officer · Client First Capital, LLC
Amar N Shah
CRD 4787877 · Named on Form ADV at one SEC-registered adviser
At a glance
Client First Capital, LLC, an SEC-registered wealth manager with $270 million in regulatory assets, lists Amar N Shah on its Form ADV as Managing Member & Chief Compliance Officer, a control person.
Firms and roles
- Client First Capital, LLCManaging Member & Chief Compliance OfficerWealth manager · United States · $270M in regulatory assets
AtlasMembers
Amar’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2004 (22 years)
- Designations
- Certified Financial Planner, Chartered Financial Analyst
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Amar’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amar’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.