Wealth manager, independent · Lexington, MA
Wingate Wealth Advisors, Inc.
SEC-registered investment adviser · CRD 105012 · SEC 801-28664
At a glance
Wingate Wealth Advisors, Inc. is an SEC-registered investment adviser based in Lexington, Massachusetts, with $1.4B in regulatory assets under management as of its Form ADV filed March 24, 2026. It reports 642 individual clients, 355 of them high-net-worth, holding an average of about $2.1 million each, and 24 employees. That ranks it 780th among the nation’s 5,657 independent wealth management RIAs and 38th of 202 in Massachusetts. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 781-862-7100wingatewealthadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among independent wealth managers
- #780 of 5,657
- Rank among all SEC RIAs
- #4,417 of 17,210
- Rank in Massachusetts
- #38 of 202
- Individual clients
- 642
- High-net-worth clients
- 355
- Accounts
- 2,802
- Discretionary
- 82% of AUM
- Employees
- 24
- Advisory staff
- 15
- Offices
- 1
Owners and executives on its Form ADV
- John C. SlupskiShareholder
- Jeffrey H. WhiteChief Compliance Officer
- Matthew A. LaskerShareholder
- Gary D. PomerantzShareholder
- Richard C. ByronChief Operating Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Wingate Wealth Advisors, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 355 | $1.3B | 89% |
| Individuals | 287 | $103M | 7% |
| Charitable organizations | 7 | $34M | 2% |
| Pension and profit sharing plans | – | $10M | <1% |
| Corporations or other businesses | – | $9M | <1% |
Disciplinary disclosures
Wingate Wealth Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗wingatewealthadvisors.com ↗
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The full record on Wingate Wealth Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- 5 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Massachusetts
All of Massachusetts →| Firm | Regulatory AUM | Clients |
|---|---|---|
| TFC Financial Management IncBoston | $1.8B | 415 |
| Fiduciary Wealth Partners, LLCNewton Lower Falls | $1.5B | 109 |
| Bay Colony AdvisorsConcord | $1.4B | 2,650 |
| Claro Advisors Inc.Boston | $1.4B | 1,092 |
| MSA FinancialBraintree | $1.4B | 1,324 |
| Montis Financial, LLCWaltham | $1.3B | 580 |
Background
Questions
How much does Wingate Wealth Advisors, Inc. manage?
Wingate Wealth Advisors, Inc. reports $1.4B in regulatory assets under management across 2,802 accounts, 82% of it on a discretionary basis, on its Form ADV filed March 24, 2026.
How many clients does Wingate Wealth Advisors, Inc. have?
It reports 642 individual clients: 355 high-net-worth individuals and 287 other individuals. Individuals account for about 96% of its regulatory assets.
Where is Wingate Wealth Advisors, Inc. headquartered?
Its main office is in Lexington, Massachusetts. It reports 1 office in total and 24 employees, 15 of whom perform investment advisory functions.
How does Wingate Wealth Advisors, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Wingate Wealth Advisors, Inc. use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 24, 2026, it reports these amounts held: Charles Schwab ($1.3B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Wingate Wealth Advisors, Inc. a hybrid RIA with a broker-dealer?
Wingate Wealth Advisors, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Wingate Wealth Advisors, Inc. a fiduciary?
As an SEC-registered investment adviser, Wingate Wealth Advisors, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Wingate Wealth Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →