Private fund adviser · Houston, TX
Wincoram Asset Management LLC
SEC-registered investment adviser · CRD 312425 · SEC 801-120919
At a glance
Wincoram Asset Management LLC is an SEC-registered investment adviser based in Houston, Texas, with $8.2 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 695th of 4,686 private fund advisers and 1,542nd of 17,210 SEC-registered advisers by assets.
Main office 832-791-2320LinkedInAs filed on Form ADV
- Regulatory AUM
- $8.2B
- Rank among private fund advisers
- #695 of 4,686
- Rank among all SEC RIAs
- #1,542 of 17,210
- Rank in Texas
- #64 of 1,081
- Clients
- 15
- Accounts
- 19
- Discretionary
- 89% of AUM
- Employees
- 28
- Advisory staff
- 11
- Offices
- 1
Owners and executives on its Form ADV
- Ross L StevensChief Executive Officer
- Lauren D. MacioceGeneral Counsel / Chief Compliance Officer
- Tomer SeifanHead of Alternative Fixed Income and Chief Financial Officer
- Paul E. GermainPresident
Custody and brokerage
Custodian
Wincoram Asset Management LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names an affiliated broker-dealer: One Vanderbilt Securities LLC.
- One Vanderbilt Securities LLC ↗CRD 332860
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 15 | $7.3B | 89% |
| Insurance companies | – | $620M | 8% |
| Corporations or other businesses | – | $306M | 4% |
Private funds
Wincoram Asset Management LLC reports 1 private funds with $12M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Wincoram Asset Management LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Wincoram Asset Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 1,080 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wincoram Asset Management LLC manage?
Wincoram Asset Management LLC reports $8.2 billion in regulatory assets under management across 19 accounts, 89% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Wincoram Asset Management LLC?
Wincoram Asset Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons.
Who are Wincoram Asset Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($7.3 billion, 15 clients); insurance companies ($620 million); corporations or other businesses ($306 million).
Does Wincoram Asset Management LLC manage private funds?
Yes. It reports 1 private funds with $12 million in gross assets, including other private funds.
Does Wincoram Asset Management LLC have any disciplinary history?
Wincoram Asset Management LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Wincoram Asset Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →