Wealth manager, independent · Del MAR, CA
Weatherly Asset Management
Weatherly Asset Management LP · SEC-registered investment adviser · CRD 106935 · SEC 801-48177
At a glance
Weatherly Asset Management is an SEC-registered investment adviser based in Del MAR, California, with $1.7B in regulatory assets under management as of its Form ADV filed February 25, 2026. It reports 371 individual clients, 281 of them high-net-worth, holding an average of about $4.4 million each, and 16 employees. That ranks it 648th among the nation’s 5,657 independent wealth management RIAs and 78th of 714 in California. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 858-259-4507weatherlyassetmgt.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among independent wealth managers
- #648 of 5,657
- Rank among all SEC RIAs
- #4,001 of 17,210
- Rank in California
- #78 of 714
- Individual clients
- 371
- High-net-worth clients
- 281
- Accounts
- 1,348
- Discretionary
- 99% of AUM
- Employees
- 16
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Carolyn P. TaylorLimited Partner, Chief Compliance Officer
- Brenton B. ArmstrongWealth Management Advisor, Partner
- Kelli M. BurgerWealth Management Advisor, Partner
- Lindsey J. ThompsonDirector of Strategy & Resources, Partner
- Brooke B. KellyWealth Management Advisor, Partner
Custody and brokerage
Broker-dealer
No broker-dealer ties
Weatherly Asset Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 281 | $1.6B | 94% |
| Pension and profit sharing plans | 5 | $46M | 3% |
| Individuals | 90 | $39M | 2% |
| Corporations or other businesses | 2 | $5M | <1% |
| Charitable organizations | 3 | $4M | <1% |
Disciplinary disclosures
Weatherly Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗weatherlyassetmgt.com ↗
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The full record on Weatherly Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,311 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Sovran Advisors, LLCSAN Diego | $1.9B | 3,918 |
| HBW Advisory Services LLCSimi Valley | $1.7B | 13,779 |
| Liberty Wealth Management, LLCOakland | $1.7B | 1,510 |
| Lyell Wealth Management LPMenlo Park | $1.6B | 303 |
| Provenio CapitalNewport Beach | $1.6B | 94 |
| Telos Capital Management, Inc.SAN Diego | $1.6B | 924 |
Background
Questions
How much does Weatherly Asset Management manage?
Weatherly Asset Management reports $1.7B in regulatory assets under management across 1,348 accounts, 99% of it on a discretionary basis, on its Form ADV filed February 25, 2026.
How many clients does Weatherly Asset Management have?
It reports 371 individual clients: 281 high-net-worth individuals and 90 other individuals. Individuals account for about 97% of its regulatory assets.
Where is Weatherly Asset Management headquartered?
Its main office is in Del MAR, California. It reports 1 office in total and 16 employees, 10 of whom perform investment advisory functions.
How does Weatherly Asset Management charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Weatherly Asset Management use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed February 25, 2026, it reports these amounts held: Fidelity ($1.5B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Weatherly Asset Management a hybrid RIA with a broker-dealer?
Weatherly Asset Management reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Weatherly Asset Management a fiduciary?
As an SEC-registered investment adviser, Weatherly Asset Management owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Weatherly Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →