Wealth manager, independent · Virginia Beach, VA
Wealthtrak Advisors
Wealthtrak Capital Management, L.L.C. · SEC-registered investment adviser · CRD 160057 · SEC 801-123640
At a glance
Wealthtrak Advisors is an SEC-registered investment adviser based in Virginia Beach, Virginia, with $214 million in regulatory assets under management as of its Form ADV filed May 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 267 individual clients. By Form ADV it is a wealth manager, ranked 5,566th of 8,915 wealth managers and 11,901st of 17,210 SEC-registered advisers by assets.
Main office 757-523-1250wealthtrakcm.comAs filed on Form ADV
- Regulatory AUM
- $214M
- Rank among wealth managers
- #5,566 of 8,915
- Rank among all SEC RIAs
- #11,901 of 17,210
- Rank in Virginia
- #215 of 300
- Individual clients
- 267
- High-net-worth clients
- 63
- Accounts
- 780
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Ronald C. WhitedManaging Partner/member/chief Compliance Officer
- Tracy W. WhitedSenior Partner/member
Custody and brokerage
Broker-dealer
Hybrid RIA
Wealthtrak Advisors is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed May 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Compensation for the Sale of Securities or Other Investment Products Certain individuals are registered representatives with Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 63 | $136M | 63% |
| Individuals | 204 | $74M | 35% |
| Corporations or other businesses | 4 | $3M | 1% |
| Other | 6 | $1M | <1% |
| Charitable organizations | 1 | $0M | <1% |
Disciplinary disclosures
Wealthtrak Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗wealthtrakcm.com ↗
AtlasMembers
The full record on Wealthtrak Advisors
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 6,105 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wealthtrak Advisors manage?
Wealthtrak Advisors reports $214 million in regulatory assets under management across 780 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 27, 2026.
What kind of firm is Wealthtrak Advisors?
Wealthtrak Advisors is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Wealthtrak Advisors’s clients?
By assets, its largest client types are high-net-worth individuals ($136 million, 63 clients); individuals ($74 million, 204 clients); corporations or other businesses ($3 million, 4 clients).
Does Wealthtrak Advisors have any disciplinary history?
Wealthtrak Advisors reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wealthtrak Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →