Asset manager · Scottsdale, AZ
Voya Investments, LLC
SEC-registered investment adviser · CRD 111091 · SEC 801-48282
At a glance
Voya Investments, LLC is an SEC-registered investment adviser based in Scottsdale, Arizona, with $59.5 billion in regulatory assets under management as of its Form ADV filed September 29, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 189th of 3,218 asset managers and 384th of 17,210 SEC-registered advisers by assets.
Main office 480-477-3000investments.voya.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $59B
- Rank among asset managers
- #189 of 3,218
- Rank among all SEC RIAs
- #384 of 17,210
- Rank in Arizona
- #2 of 212
- Clients
- 107
- Accounts
- 107
- Discretionary
- 100% of AUM
- Employees
- 104
- Advisory staff
- 71
- Offices
- 1
Owners and executives on its Form ADV
- Huey P. FalgoutSecretary
- Jonathan D. NashExecutive Vice President & Chief Investment Risk Officer
- Erica N. McKennaChief Compliance Officer
- Catrina N. WillinghamChief Financial Officer
- Tiffani A. PotestaHead of Distribution & Senior Managing Director
Custody and brokerage
Custodian
Voya Investments, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Voya Investments, LLC is a hybrid RIA: 11 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Voya Financial Advisors, Inc., Voya Financial Partners, LLC and Voya Investments Distributor, LLC.
- Voya Financial Advisors, Inc. ↗CRD 2882
- Voya Financial Partners, LLC ↗CRD 34815
- Voya Investments Distributor, LLC ↗CRD 37886
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, April 2026
Its Form ADV brochure (filed September 2026) names Voya Investments Distributors as the broker-dealer its advisers are registered with.
applicable SEC forms. 4 COMPENSATION FOR THE SALE OF SECURITIES, INVESTMENT PRODUCTS AND ADVISORY SERVICES Certain personnel of VIL are registered representatives of Voya Investments Distributors, LLC (“VID”), an affiliated broker- dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 107 | $59B | 100% |
Disciplinary disclosures
Voya Investments, LLC answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗investments.voya.com ↗
AtlasMembers
The full record on Voya Investments, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 288 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Voya Investments, LLC manage?
Voya Investments, LLC reports $59.5 billion in regulatory assets under management across 107 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 29, 2026.
What kind of firm is Voya Investments, LLC?
Voya Investments, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Voya Investments, LLC’s clients?
By assets, its largest client types are investment companies ($59.5 billion, 107 clients).
Does Voya Investments, LLC have any disciplinary history?
Voya Investments, LLC answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Voya Investments, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →