Wealth manager, independent · Lakewood Ranch, FL
Traver Financial Consulting Network PA
SEC-registered investment adviser · CRD 139459 · SEC 801-137309
At a glance
Traver Financial Consulting Network PA is an SEC-registered investment adviser based in Lakewood Ranch, Florida, with $122 million in regulatory assets under management as of its Form ADV filed September 3, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 54 individual clients. By Form ADV it is a wealth manager, ranked 7,653rd of 8,915 wealth managers and 14,654th of 17,210 SEC-registered advisers by assets.
Main office 917-576-0308As filed on Form ADV
- Regulatory AUM
- $122M
- Rank among wealth managers
- #7,653 of 8,915
- Rank among all SEC RIAs
- #14,654 of 17,210
- Rank in Florida
- #928 of 1,090
- Individual clients
- 54
- High-net-worth clients
- 26
- Accounts
- 54
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- John M. TraverOwner & Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 26 | $111M | 91% |
| Individuals | 28 | $11M | 9% |
Disciplinary disclosures
Traver Financial Consulting Network PA answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Traver Financial Consulting Network PA
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
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- Growth over one, three and five years
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- Rank against 4,814 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Traver Financial Consulting Network PA manage?
Traver Financial Consulting Network PA reports $122 million in regulatory assets under management across 54 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 3, 2026.
What kind of firm is Traver Financial Consulting Network PA?
Traver Financial Consulting Network PA is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Traver Financial Consulting Network PA’s clients?
By assets, its largest client types are high-net-worth individuals ($111 million, 26 clients); individuals ($11 million, 28 clients).
Does Traver Financial Consulting Network PA have any disciplinary history?
Traver Financial Consulting Network PA answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Traver Financial Consulting Network PA’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →