Asset manager · Denver, CO
Transamerica Asset Management, Inc.
SEC-registered investment adviser · CRD 107376 · SEC 801-53319
At a glance
Transamerica Asset Management, Inc. is an SEC-registered investment adviser based in Denver, Colorado, with $65.9 billion in regulatory assets under management as of its Form ADV filed September 30, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 179th of 3,218 asset managers and 365th of 17,210 SEC-registered advisers by assets.
Main office 720-482-1500transamerica.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $66B
- Rank among asset managers
- #179 of 3,218
- Rank among all SEC RIAs
- #365 of 17,210
- Rank in Colorado
- #6 of 359
- Clients
- 119
- Accounts
- 119
- Discretionary
- 97% of AUM
- Employees
- 53
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Marijn P. SmitDirector, President, Chief Executive Officer, Chairman of the Board
- Dennis P. GallagherChief Legal Officer, Assistant Secretary
- Joshua W. DurhamChief Operating Officer, Director, Senior Vice President
- Byron D. HittleChief Compliance Officer
- JAMIE T. BorcherdingChief Accounting Officer, Treasurer
- John L. ReifsniderChief Investment Officer, Senior Vice President, Director
Custody and brokerage
Custodian
Transamerica Asset Management, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Transamerica Asset Management, Inc. is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Transamerica Capital, LLC, Transamerica Financial Advisors, LLC and Transamerica Investors Securities, LLC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 95 | $64B | 97% |
| Pooled investment vehicles | 23 | $1.8B | 3% |
| Insurance companies | 1 | $0M | 0% |
Disciplinary disclosures
Transamerica Asset Management, Inc. answers yes to 9 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗transamerica.com ↗
AtlasMembers
The full record on Transamerica Asset Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 278 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Transamerica Asset Management, Inc. manage?
Transamerica Asset Management, Inc. reports $65.9 billion in regulatory assets under management across 119 accounts, 97% of it on a discretionary basis, on its Form ADV filed September 30, 2026.
What kind of firm is Transamerica Asset Management, Inc.?
Transamerica Asset Management, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Transamerica Asset Management, Inc.’s clients?
By assets, its largest client types are investment companies ($64.2 billion, 95 clients); pooled investment vehicles ($1.8 billion, 23 clients); insurance companies ($0, 1 clients).
Does Transamerica Asset Management, Inc. have any disciplinary history?
Transamerica Asset Management, Inc. answers yes to 9 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Transamerica Asset Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →