Wealth manager, independent · Bedford, NH
The Harbor Group, Inc.
SEC-registered investment adviser · CRD 105637 · SEC 801-22924
At a glance
The Harbor Group, Inc. is an SEC-registered investment adviser based in Bedford, New Hampshire, with $2.0B in regulatory assets under management as of its Form ADV filed September 3, 2026. It reports 700 individual clients, 456 of them high-net-worth, holding an average of about $2.8 million each, and 22 employees. That ranks it 558th among the nation’s 5,657 independent wealth management RIAs and 1st of 47 in New Hampshire. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 603-668-0634harborgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.0B
- Rank among independent wealth managers
- #558 of 5,657
- Rank among all SEC RIAs
- #3,640 of 17,210
- Rank in New Hampshire
- #1 of 47
- Individual clients
- 700
- High-net-worth clients
- 456
- Accounts
- 3,734
- Discretionary
- 97% of AUM
- Employees
- 22
- Advisory staff
- 9
- Offices
- 1
Owners and executives on its Form ADV
- Timothy M. RileyPresident / Chief Executive Officer
- Christopher R. MacbeanChief Compliance Officer (02/2024) / Chief Planning Officer
- Ryan J. CallaghanChief Investment Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
The Harbor Group, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 456 | $1.8B | 90% |
| Individuals | 244 | $188M | 9% |
| Pension and profit sharing plans | – | $8M | <1% |
| Charitable organizations | – | $4M | <1% |
Disciplinary disclosures
The Harbor Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗harborgroup.com ↗
AtlasMembers
The full record on The Harbor Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,978 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in New Hampshire
All of New Hampshire →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Arca Wealth, LLCPortsmouth | $1.3B | 1,108 |
Background
Questions
How much does The Harbor Group, Inc. manage?
The Harbor Group, Inc. reports $2.0B in regulatory assets under management across 3,734 accounts, 97% of it on a discretionary basis, on its Form ADV filed September 3, 2026.
How many clients does The Harbor Group, Inc. have?
It reports 700 individual clients: 456 high-net-worth individuals and 244 other individuals. Individuals account for about 99% of its regulatory assets.
Where is The Harbor Group, Inc. headquartered?
Its main office is in Bedford, New Hampshire. It reports 1 office in total and 22 employees, 9 of whom perform investment advisory functions.
How does The Harbor Group, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does The Harbor Group, Inc. use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed September 3, 2026, it reports these amounts held: Charles Schwab ($1.7B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is The Harbor Group, Inc. a hybrid RIA with a broker-dealer?
The Harbor Group, Inc. reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is The Harbor Group, Inc. a fiduciary?
As an SEC-registered investment adviser, The Harbor Group, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is The Harbor Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →