Wealth manager, independent · Memphis, TN
TD Capital Management LLC
SEC-registered investment adviser · CRD 106125 · SEC 801-52893
At a glance
TD Capital Management LLC is an SEC-registered investment adviser based in Memphis, Tennessee, with $1.2B in regulatory assets under management as of its Form ADV filed August 26, 2026. It reports 445 individual clients, 250 of them high-net-worth, holding an average of about $2.8 million each, and 13 employees. That ranks it 881st among the nation’s 5,657 independent wealth management RIAs and 18th of 102 in Tennessee. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 901-681-0021tdcapitalmanagement.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #881 of 5,657
- Rank among all SEC RIAs
- #4,754 of 17,210
- Rank in Tennessee
- #18 of 102
- Individual clients
- 445
- High-net-worth clients
- 250
- Accounts
- 251
- Discretionary
- 100% of AUM
- Employees
- 13
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Nimrod G. ThompsonManaging Member
- Jere M. SightsDirector
- John R. HarrellDirector
- Christopher L. LacyDirector, Chief Compliance Officer
- Margaret C. CampbellDirector
- Jere M. SightsMember
- Nimrod G. ThompsonMember
- Bryan J. KochDirector
- Jay M. McDonaldMember
Custody and brokerage
Broker-dealer
No broker-dealer ties
TD Capital Management LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 250 | $1.1B | 91% |
| Individuals | 195 | $90M | 7% |
| Charitable organizations | 5 | $15M | 1% |
| Pension and profit sharing plans | 1 | $0M | <1% |
Disciplinary disclosures
TD Capital Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗tdcapitalmanagement.com ↗
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The full record on TD Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 2,941 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Tennessee
All of Tennessee →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Seven Springs Wealth GroupBrentwood | $1.4B | 384 |
| Virtue Capital Management, LLCBrentwood | $1.3B | 5,740 |
| Paul Winkler, Inc.Goodlettsville | $1.3B | 2,419 |
| Fielder Capital Group LLCNashville | $1.2B | 112 |
| Tvamp, LLCKnoxville | $1.2B | 2,516 |
| Summit Asset Management LLCMemphis | $1.1B | 515 |
Background
Questions
How much does TD Capital Management LLC manage?
TD Capital Management LLC reports $1.2B in regulatory assets under management across 251 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 26, 2026.
How many clients does TD Capital Management LLC have?
It reports 445 individual clients: 250 high-net-worth individuals and 195 other individuals. Individuals account for about 99% of its regulatory assets.
Where is TD Capital Management LLC headquartered?
Its main office is in Memphis, Tennessee. It reports 1 office in total and 13 employees, 8 of whom perform investment advisory functions.
How does TD Capital Management LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does TD Capital Management LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed August 26, 2026, it reports these amounts held: Fidelity ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is TD Capital Management LLC a hybrid RIA with a broker-dealer?
TD Capital Management LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is TD Capital Management LLC a fiduciary?
As an SEC-registered investment adviser, TD Capital Management LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is TD Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →