Wealth manager, independent · Eugene, OR
Sittner & Nelson, LLC
SEC-registered investment adviser · CRD 309757 · SEC 801-119243
At a glance
Sittner & Nelson, LLC is an SEC-registered investment adviser based in Eugene, Oregon, with $1.0B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 455 individual clients, 189 of them high-net-worth, holding an average of about $2.1 million each, and 6 employees. That ranks it 1054th among the nation’s 5,657 independent wealth management RIAs and 15th of 101 in Oregon. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 541-636-4001sittnerandnelson.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.0B
- Rank among independent wealth managers
- #1,054 of 5,657
- Rank among all SEC RIAs
- #5,236 of 17,210
- Rank in Oregon
- #15 of 101
- Individual clients
- 455
- High-net-worth clients
- 189
- Accounts
- 1,506
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Kevin L. SittnerPrincipal and Chief Compliance Officer
- Todd M. NelsonPrincipal
- Freddie L. SittnerPrincipal
Custody and brokerage
Broker-dealer
No broker-dealer ties
Sittner & Nelson, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 189 | $840M | 80% |
| Individuals | 266 | $138M | 13% |
| Pension and profit sharing plans | 20 | $69M | 7% |
| Charitable organizations | – | $2M | <1% |
Disciplinary disclosures
Sittner & Nelson, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sittnerandnelson.com ↗
AtlasMembers
The full record on Sittner & Nelson, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 3,417 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Oregon
All of Oregon →| Firm | Regulatory AUM | Clients |
|---|---|---|
| True Private Wealth Advisors, LLCSalem | $1.4B | 1,576 |
| Vision Capital Management IncPortland | $1.2B | 1,755 |
| Cedar Mountain Advisors, LLCLake Oswego | $1.2B | 832 |
Background
Questions
How much does Sittner & Nelson, LLC manage?
Sittner & Nelson, LLC reports $1.0B in regulatory assets under management across 1,506 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Sittner & Nelson, LLC have?
It reports 455 individual clients: 189 high-net-worth individuals and 266 other individuals. Individuals account for about 93% of its regulatory assets.
Where is Sittner & Nelson, LLC headquartered?
Its main office is in Eugene, Oregon. It reports 1 office in total and 6 employees, 4 of whom perform investment advisory functions.
How does Sittner & Nelson, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Sittner & Nelson, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($983M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Sittner & Nelson, LLC a hybrid RIA with a broker-dealer?
Sittner & Nelson, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Sittner & Nelson, LLC a fiduciary?
As an SEC-registered investment adviser, Sittner & Nelson, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Sittner & Nelson, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →