Wealth manager, independent · Plano, TX
Sfmg Wealth Advisors
Sfmg, LLC. · SEC-registered investment adviser · CRD 107548 · SEC 801-44699
At a glance
Sfmg Wealth Advisors is an SEC-registered investment adviser based in Plano, Texas, with $3.0B in regulatory assets under management as of its Form ADV filed July 24, 2026. It reports 968 individual clients, 496 of them high-net-worth, holding an average of about $3.0 million each, and 39 employees. That ranks it 365th among the nation’s 5,657 independent wealth management RIAs and 18th of 367 in Texas. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity Distributors Company.
Main office 972-960-6460sfmg.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.0B
- Rank among independent wealth managers
- #365 of 5,657
- Rank among all SEC RIAs
- #2,852 of 17,210
- Rank in Texas
- #18 of 367
- Individual clients
- 968
- High-net-worth clients
- 496
- Accounts
- 4,323
- Discretionary
- 90% of AUM
- Employees
- 39
- Advisory staff
- 16
- Offices
- 2
Owners and executives on its Form ADV
- Ryan J. BlairPresident & Managing Director
- Craig M. GreenwayStakeholder
- Kevin W. MargolisCEO, Managing Director
- James T. NippManaging Director
- Shashin G. ShahManaging Director
- Crystal L. BillingChief Compliance Officer & Wealth Advisor
- Melissa HawkinsDirector of Operations
- Christopher G. CayetChief Investment Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Sfmg Wealth Advisors reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 496 | $2.6B | 87% |
| Individuals | 472 | $373M | 13% |
| Corporations or other businesses | 11 | $12M | <1% |
| Charitable organizations | 2 | $2M | <1% |
| Pension and profit sharing plans | 1 | $0M | <1% |
Private funds
Sfmg Wealth Advisors reports 1 private funds with $0M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Sfmg Wealth Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sfmg.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,380 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Texas
All of Texas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Frost Investment ServicesSAN Antonio | $3.7B | 3,019 |
| Chilton Capital Management LLCHouston | $3.2B | 908 |
| 1900 WealthSAN Antonio | $3.1B | 454 |
| Legacy Knight MFO, LLCDallas | $2.8B | 20 |
| Paul Comstock PartnersHouston | $2.8B | 109 |
| Titleist Asset Management, LLCSAN Antonio | $2.8B | 2,103 |
Background
Questions
How much does Sfmg Wealth Advisors manage?
Sfmg Wealth Advisors reports $3.0B in regulatory assets under management across 4,323 accounts, 90% of it on a discretionary basis, on its Form ADV filed July 24, 2026.
How many clients does Sfmg Wealth Advisors have?
It reports 968 individual clients: 496 high-net-worth individuals and 472 other individuals. Individuals account for about 100% of its regulatory assets.
Where is Sfmg Wealth Advisors headquartered?
Its main office is in Plano, Texas. It reports 2 offices in total and 39 employees, 16 of whom perform investment advisory functions.
How does Sfmg Wealth Advisors charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Sfmg Wealth Advisors use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity Distributors Company. On Schedule D of its Form ADV filed July 24, 2026, it reports these amounts held: Charles Schwab ($2.1B); Fidelity Distributors Company ($563M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Sfmg Wealth Advisors a hybrid RIA with a broker-dealer?
Sfmg Wealth Advisors reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Sfmg Wealth Advisors a fiduciary?
As an SEC-registered investment adviser, Sfmg Wealth Advisors owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Sfmg Wealth Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →