Wealth manager, independent · Bradenton, FL
Setchfield Asset Management
Setchfield Associates LLC · SEC-registered investment adviser · CRD 113289 · SEC 801-116770
At a glance
Setchfield Asset Management is an SEC-registered investment adviser based in Bradenton, Florida, with $193 million in regulatory assets under management as of its Form ADV filed February 16, 2026. Its largest client group by assets is individuals, and it reports 250 individual clients. By Form ADV it is a wealth manager, ranked 5,925th of 8,915 wealth managers and 12,413th of 17,210 SEC-registered advisers by assets.
Main office 303-627-1099setchfieldassociates.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $193M
- Rank among wealth managers
- #5,925 of 8,915
- Rank among all SEC RIAs
- #12,413 of 17,210
- Rank in Florida
- #763 of 1,090
- Individual clients
- 250
- High-net-worth clients
- 50
- Accounts
- 351
- Discretionary
- 95% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 2
Owners and executives on its Form ADV
- Steven T. SetchfieldOwner/chief Compliance Officer
- Cindi JacobsMember
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 200 | $150M | 78% |
| High-net-worth individuals | 50 | $43M | 22% |
Disciplinary disclosures
Setchfield Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗setchfieldassociates.com ↗
AtlasMembers
The full record on Setchfield Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 5,907 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Setchfield Asset Management manage?
Setchfield Asset Management reports $193 million in regulatory assets under management across 351 accounts, 95% of it on a discretionary basis, on its Form ADV filed February 16, 2026.
What kind of firm is Setchfield Asset Management?
Setchfield Asset Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Setchfield Asset Management’s clients?
By assets, its largest client types are individuals ($150 million, 200 clients); high-net-worth individuals ($43 million, 50 clients).
Does Setchfield Asset Management have any disciplinary history?
Setchfield Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Setchfield Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-16), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →