Wealth manager, independent · Tampa, FL
Sandy Morris Financial & Estate Planning Services, LLC
SEC-registered investment adviser · CRD 187519 · SEC 801-117852
At a glance
Sandy Morris Financial & Estate Planning Services, LLC is an SEC-registered investment adviser based in Tampa, Florida, with $183 million in regulatory assets under management as of its Form ADV filed March 3, 2026. Its largest client group by assets is individuals, and it reports 767 individual clients. By Form ADV it is a wealth manager, ranked 6,124th of 8,915 wealth managers and 12,687th of 17,210 SEC-registered advisers by assets.
Main office 813-443-0879sandymorrisfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $183M
- Rank among wealth managers
- #6,124 of 8,915
- Rank among all SEC RIAs
- #12,687 of 17,210
- Rank in Florida
- #783 of 1,090
- Individual clients
- 767
- High-net-worth clients
- 45
- Accounts
- 1,024
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Sandeva O. MorrisOwner
- Steven J. ZanolliChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 722 | $114M | 62% |
| High-net-worth individuals | 45 | $69M | 38% |
Disciplinary disclosures
Sandy Morris Financial & Estate Planning Services, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sandymorrisfinancial.com ↗
AtlasMembers
The full record on Sandy Morris Financial & Estate Planning Services, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 5,801 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sandy Morris Financial & Estate Planning Services, LLC manage?
Sandy Morris Financial & Estate Planning Services, LLC reports $183 million in regulatory assets under management across 1,024 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 3, 2026.
What kind of firm is Sandy Morris Financial & Estate Planning Services, LLC?
Sandy Morris Financial & Estate Planning Services, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Sandy Morris Financial & Estate Planning Services, LLC’s clients?
By assets, its largest client types are individuals ($114 million, 722 clients); high-net-worth individuals ($69 million, 45 clients).
Does Sandy Morris Financial & Estate Planning Services, LLC have any disciplinary history?
Sandy Morris Financial & Estate Planning Services, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sandy Morris Financial & Estate Planning Services, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →