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Private fund adviser · New York City, NY

Rokos Capital Management (US) LP

SEC-registered investment adviser · CRD 306046 · SEC 801-119331

At a glance

Rokos Capital Management (US) LP is an SEC-registered investment adviser based in New York City, New York, with $20.2 billion in regulatory assets under management as of its Form ADV filed August 26, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 365th of 4,686 private fund advisers and 863rd of 17,210 SEC-registered advisers by assets.

Main office 646-448-1400rokoscapital.comLinkedInAs filed on Form ADV

Regulatory AUM
$20B
Rank among private fund advisers
#365 of 4,686
Rank among all SEC RIAs
#863 of 17,210
Rank in New York
#231 of 2,591
Clients
6
Accounts
6
Discretionary
100% of AUM
Employees
51
Advisory staff
22
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Rokos Capital Management (US) LP’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles6$20B100%

Private funds

Rokos Capital Management (US) LP reports 2 private funds with $178M in gross assets: private equity funds, securitized asset funds (Form ADV Item 7.B).

Disciplinary disclosures

Rokos Capital Management (US) LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management
  • Other

AtlasMembers

The full record on Rokos Capital Management (US) LP

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 6 years of filings
Locked
Growth over one, three and five years
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Rank against 668 peers of its type and size
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Owners and executives, with titles and stakes
4 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
2Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Rokos Capital Management (US) LP manage?

Rokos Capital Management (US) LP reports $20.2 billion in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 26, 2026.

What kind of firm is Rokos Capital Management (US) LP?

Rokos Capital Management (US) LP is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.

Who are Rokos Capital Management (US) LP’s clients?

By assets, its largest client types are pooled investment vehicles ($20.2 billion, 6 clients).

Does Rokos Capital Management (US) LP manage private funds?

Yes. It reports 2 private funds with $178 million in gross assets, including private equity funds, securitized asset funds.

Does Rokos Capital Management (US) LP have any disciplinary history?

Rokos Capital Management (US) LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Rokos Capital Management (US) LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →