Private fund adviser · Santa Monica, CA
Rivonia Road Capital LLC
SEC-registered investment adviser · CRD 296295 · SEC 801-136773
At a glance
Rivonia Road Capital LLC is an SEC-registered investment adviser based in Santa Monica, California, with $246 million in regulatory assets under management as of its Form ADV filed August 25, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,821st of 4,686 private fund advisers and 11,175th of 17,210 SEC-registered advisers by assets.
Main office 310-579-0890rivoniaroad.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $246M
- Rank among private fund advisers
- #3,821 of 4,686
- Rank among all SEC RIAs
- #11,175 of 17,210
- Rank in California
- #1,291 of 1,873
- Clients
- 5
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 8
- Offices
- 1
Owners and executives on its Form ADV
- Natasha R. GuttmanChief Compliance Officer
- Bradley SmiedtManaging Principal
- Daniel J. ZinnManaging Principal
Custody and brokerage
Custodian
Rivonia Road Capital LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 5 | $246M | 100% |
Private funds
Rivonia Road Capital LLC reports 5 private funds with $246M in gross assets: hedge funds, venture capital funds (Form ADV Item 7.B).
Disciplinary disclosures
Rivonia Road Capital LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗rivoniaroad.com ↗
AtlasMembers
The full record on Rivonia Road Capital LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 1,886 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Rivonia Road Capital LLC manage?
Rivonia Road Capital LLC reports $246 million in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 25, 2026.
What kind of firm is Rivonia Road Capital LLC?
Rivonia Road Capital LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Rivonia Road Capital LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($246 million, 5 clients).
Does Rivonia Road Capital LLC manage private funds?
Yes. It reports 5 private funds with $246 million in gross assets, including hedge funds, venture capital funds.
Does Rivonia Road Capital LLC have any disciplinary history?
Rivonia Road Capital LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Rivonia Road Capital LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →