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Asset manager · Minneapolis, MN

RBC Global Asset Management (u.s.) Inc.

SEC-registered investment adviser · CRD 107173 · SEC 801-20303

At a glance

RBC Global Asset Management (u.s.) Inc. is an SEC-registered investment adviser based in Minneapolis, Minnesota, with $104.5 billion in regulatory assets under management as of its Form ADV filed May 21, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 72 individual clients. By Form ADV it is a asset manager, ranked 132nd of 3,218 asset managers and 254th of 17,210 SEC-registered advisers by assets.

Main office 612-376-7000rbcgam.comLinkedInAs filed on Form ADV

Regulatory AUM
$104B
Rank among asset managers
#132 of 3,218
Rank among all SEC RIAs
#254 of 17,210
Rank in Minnesota
#6 of 276
Individual clients
72
High-net-worth clients
3
Accounts
245
Discretionary
100% of AUM
Employees
212
Advisory staff
37
Offices
4

Owners and executives on its Form ADV

Custody and brokerage

3 custodians

  1. J.P. Morgan$8.8B40%
  2. U.S. Bank$8.6B39%
  3. State Street$4.6B21%

Other RIAs using J.P. MorganOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

RBC Global Asset Management (u.s.) Inc. is a hybrid RIA: 64 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: RBC Capital Markets, LLC and RBC Rochdale, LLC.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles74$42B40%
Investment companies13$29B28%
State or municipal government entities31$13B12%
Corporations or other businesses29$12B12%
Pension and profit sharing plans18$4.7B4%
Insurance companies3$1.4B1%
Sovereign wealth funds and foreign official institutions1$903M<1%
Other investment advisers2$593M<1%
Charitable organizations2$171M<1%
Individuals69$63M<1%
High-net-worth individuals3$21M<1%

Private funds

RBC Global Asset Management (u.s.) Inc. reports 14 private funds with $7.5B in gross assets: hedge funds, securitized asset funds, other private funds (Form ADV Item 7.B).

Disciplinary disclosures

RBC Global Asset Management (u.s.) Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses and institutions
  • Selecting other advisers
  • Other services

How it’s paid

  • A percentage of assets under management
  • Fixed fees
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗rbcgam.com ↗

AtlasMembers

The full record on RBC Global Asset Management (u.s.) Inc.

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
Locked
Rank against 217 peers of its type and size
Locked
Owners and executives, with titles and stakes
9 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
5Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does RBC Global Asset Management (u.s.) Inc. manage?

RBC Global Asset Management (u.s.) Inc. reports $104.5 billion in regulatory assets under management across 245 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 21, 2026.

What kind of firm is RBC Global Asset Management (u.s.) Inc.?

RBC Global Asset Management (u.s.) Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.

Who are RBC Global Asset Management (u.s.) Inc.’s clients?

By assets, its largest client types are pooled investment vehicles ($42.0 billion, 74 clients); investment companies ($29.4 billion, 13 clients); state or municipal government entities ($12.9 billion, 31 clients).

Does RBC Global Asset Management (u.s.) Inc. manage private funds?

Yes. It reports 14 private funds with $7.5 billion in gross assets, including hedge funds, securitized asset funds, other private funds.

Does RBC Global Asset Management (u.s.) Inc. have any disciplinary history?

RBC Global Asset Management (u.s.) Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is RBC Global Asset Management (u.s.) Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →