Wealth manager, independent · St. Louis, MO
R.T. Jones Capital Equities Management Inc.
SEC-registered investment adviser · CRD 131804 · SEC 801-63242
At a glance
R.T. Jones Capital Equities Management Inc. is an SEC-registered investment adviser based in St. Louis, Missouri, with $352 million in regulatory assets under management as of its Form ADV filed July 1, 2026. Its largest client group by assets is individuals, and it reports 4,104 individual clients. By Form ADV it is a wealth manager, ranked 3,901st of 8,915 wealth managers and 9,388th of 17,210 SEC-registered advisers by assets.
Main office 314-783-5000artesysonline.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $352M
- Rank among wealth managers
- #3,901 of 8,915
- Rank among all SEC RIAs
- #9,388 of 17,210
- Rank in Missouri
- #116 of 196
- Individual clients
- 4,104
- High-net-worth clients
- 41
- Accounts
- 4,108
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Robert T. JonesChairman, Chief Executive Officer & Chief Compliance Officer
- Robert T. JonesPresident
- Spencer C. SeggebruchChief Investment Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 4,063 | $241M | 68% |
| High-net-worth individuals | 41 | $58M | 17% |
| Pension and profit sharing plans | 2 | $47M | 13% |
| Pooled investment vehicles | 1 | $6M | 2% |
| Charitable organizations | 1 | $0M | <1% |
Disciplinary disclosures
R.T. Jones Capital Equities Management Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗artesysonline.com ↗
AtlasMembers
The full record on R.T. Jones Capital Equities Management Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 6,326 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does R.T. Jones Capital Equities Management Inc. manage?
R.T. Jones Capital Equities Management Inc. reports $352 million in regulatory assets under management across 4,108 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 1, 2026.
What kind of firm is R.T. Jones Capital Equities Management Inc.?
R.T. Jones Capital Equities Management Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are R.T. Jones Capital Equities Management Inc.’s clients?
By assets, its largest client types are individuals ($241 million, 4,063 clients); high-net-worth individuals ($58 million, 41 clients); pension and profit sharing plans ($47 million, 2 clients).
Does R.T. Jones Capital Equities Management Inc. have any disciplinary history?
R.T. Jones Capital Equities Management Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is R.T. Jones Capital Equities Management Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →