Wealth manager, independent · Pittsford, NY
Professional Financial
Professional Financial Strategies, Inc · SEC-registered investment adviser · CRD 125580 · SEC 801-107130
At a glance
Professional Financial is an SEC-registered investment adviser based in Pittsford, New York, with $226 million in regulatory assets under management as of its Form ADV filed April 14, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 93 individual clients. By Form ADV it is a wealth manager, ranked 5,368th of 8,915 wealth managers and 11,626th of 17,210 SEC-registered advisers by assets.
Main office 585-218-9080professionalfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $226M
- Rank among wealth managers
- #5,368 of 8,915
- Rank among all SEC RIAs
- #11,626 of 17,210
- Rank in New York
- #1,870 of 2,591
- Individual clients
- 93
- High-net-worth clients
- 69
- Accounts
- 450
- Discretionary
- 93% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 2
Owners and executives on its Form ADV
- Paul B. HillCEO, President
- Kam-Lin KokVice President
- Paul B. HillChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 69 | $194M | 86% |
| Individuals | 24 | $14M | 6% |
| Pension and profit sharing plans | – | $9M | 4% |
| Other | – | $7M | 3% |
| Charitable organizations | – | $2M | <1% |
| Corporations or other businesses | – | $0M | <1% |
Disciplinary disclosures
Professional Financial answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗professionalfinancial.com ↗
AtlasMembers
The full record on Professional Financial
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 6,193 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Professional Financial manage?
Professional Financial reports $226 million in regulatory assets under management across 450 accounts, 93% of it on a discretionary basis, on its Form ADV filed April 14, 2026.
What kind of firm is Professional Financial?
Professional Financial is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Professional Financial’s clients?
By assets, its largest client types are high-net-worth individuals ($194 million, 69 clients); individuals ($14 million, 24 clients); pension and profit sharing plans ($9 million).
Does Professional Financial have any disciplinary history?
Professional Financial answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Professional Financial’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →