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Private fund adviser · COS COB, CT

Point 41 Capital Partners, L.P.

SEC-registered investment adviser · CRD 334365 · SEC 801-136873

At a glance

Point 41 Capital Partners, L.P. is an SEC-registered investment adviser based in COS COB, Connecticut, with $563 million in regulatory assets under management as of its Form ADV filed June 26, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,901st of 4,686 private fund advisers and 7,354th of 17,210 SEC-registered advisers by assets.

Main office 310-968-6614point41capital.comLinkedInAs filed on Form ADV

Regulatory AUM
$563M
Rank among private fund advisers
#2,901 of 4,686
Rank among all SEC RIAs
#7,354 of 17,210
Rank in Connecticut
#286 of 507
Clients
6
Accounts
6
Discretionary
100% of AUM
Employees
11
Advisory staff
8
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Point 41 Capital Partners, L.P.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles6$563M100%

Private funds

Point 41 Capital Partners, L.P. reports 6 private funds with $563M in gross assets: private equity funds (Form ADV Item 7.B).

Disciplinary disclosures

Point 41 Capital Partners, L.P. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management
  • Performance-based fees
  • Other

AtlasMembers

The full record on Point 41 Capital Partners, L.P.

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff from each filing
Locked
Growth over one, three and five years
Locked
Rank against 2,287 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Point 41 Capital Partners, L.P. manage?

Point 41 Capital Partners, L.P. reports $563 million in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 26, 2026.

What kind of firm is Point 41 Capital Partners, L.P.?

Point 41 Capital Partners, L.P. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.

Who are Point 41 Capital Partners, L.P.’s clients?

By assets, its largest client types are pooled investment vehicles ($563 million, 6 clients).

Does Point 41 Capital Partners, L.P. manage private funds?

Yes. It reports 6 private funds with $563 million in gross assets, including private equity funds.

Does Point 41 Capital Partners, L.P. have any disciplinary history?

Point 41 Capital Partners, L.P. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Point 41 Capital Partners, L.P.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →