Private fund adviser · Montreal, Quebec, Canada
Pinestone Asset Management Inc.
SEC-registered investment adviser · CRD 317431 · SEC 801-122764
At a glance
Pinestone Asset Management Inc. is an SEC-registered investment adviser based in Montreal, Quebec, Canada, with $54.1 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 146th of 4,686 private fund advisers and 406th of 17,210 SEC-registered advisers by assets.
Main office 438-793-0444pinestoneam.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $54B
- Rank among private fund advisers
- #146 of 4,686
- Rank among all SEC RIAs
- #406 of 17,210
- Clients
- 95
- Accounts
- 99
- Discretionary
- 93% of AUM
- Employees
- 46
- Advisory staff
- 13
- Offices
- 1
Owners and executives on its Form ADV
- Nadim V. RizkChief Executive Officer, Chief Investment Officer, Shareholder, President, Director
- David L. DoumaniChief Compliance Officer & Chief Risk Officer
- Audrey (. HuotChief Financial Officer
- Claudia C. GourdeChief Operating Officer & Chief Legal Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 49 | $35B | 65% |
| Pension and profit sharing plans | 12 | $4.8B | 9% |
| Other investment advisers | 10 | $4.3B | 8% |
| State or municipal government entities | 8 | $4.3B | 8% |
| Investment companies | 7 | $3.8B | 7% |
| Other | 9 | $1.3B | 2% |
| Corporations or other businesses | – | $292M | <1% |
| Charitable organizations | – | $14M | <1% |
Private funds
Pinestone Asset Management Inc. reports 2 private funds with $878M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Pinestone Asset Management Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗pinestoneam.com ↗
AtlasMembers
The full record on Pinestone Asset Management Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 356 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Pinestone Asset Management Inc. manage?
Pinestone Asset Management Inc. reports $54.1 billion in regulatory assets under management across 99 accounts, 93% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Pinestone Asset Management Inc.?
Pinestone Asset Management Inc. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Pinestone Asset Management Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($35.4 billion, 49 clients); pension and profit sharing plans ($4.8 billion, 12 clients); other investment advisers ($4.3 billion, 10 clients).
Does Pinestone Asset Management Inc. manage private funds?
Yes. It reports 2 private funds with $878 million in gross assets, including other private funds.
Does Pinestone Asset Management Inc. have any disciplinary history?
Pinestone Asset Management Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Pinestone Asset Management Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →