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Private fund adviser · Greenwich, CT

Paloma Partners Management Company

SEC-registered investment adviser · CRD 138460 · SEC 801-72796

At a glance

Paloma Partners Management Company is an SEC-registered investment adviser based in Greenwich, Connecticut, with $30.3 billion in regulatory assets under management as of its Form ADV filed May 20, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 256th of 4,686 private fund advisers and 645th of 17,210 SEC-registered advisers by assets.

Main office 203-862-8000paloma.comLinkedInAs filed on Form ADV

Regulatory AUM
$30B
Rank among private fund advisers
#256 of 4,686
Rank among all SEC RIAs
#645 of 17,210
Rank in Connecticut
#24 of 507
Clients
3
Accounts
3
Discretionary
100% of AUM
Employees
64
Advisory staff
30
Offices
4

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Paloma Partners Management Company’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

No broker-dealer ties

Other RIAs with no broker-dealer ties

Who it serves

Client typeClientsRegulatory AUMShare
Pooled investment vehicles3$30B100%

Private funds

Paloma Partners Management Company reports 4 private funds with $32B in gross assets: hedge funds (Form ADV Item 7.B).

Disciplinary disclosures

Paloma Partners Management Company reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for pooled investment vehicles

How it’s paid

  • Other

Form ADV and brochures on the SEC’s adviser search ↗paloma.com ↗

AtlasMembers

The full record on Paloma Partners Management Company

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 519 peers of its type and size
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Owners and executives, with titles and stakes
6 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
2Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Paloma Partners Management Company manage?

Paloma Partners Management Company reports $30.3 billion in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 20, 2026.

What kind of firm is Paloma Partners Management Company?

Paloma Partners Management Company is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.

Who are Paloma Partners Management Company’s clients?

By assets, its largest client types are pooled investment vehicles ($30.3 billion, 3 clients).

Does Paloma Partners Management Company manage private funds?

Yes. It reports 4 private funds with $32.0 billion in gross assets, including hedge funds.

Does Paloma Partners Management Company have any disciplinary history?

Paloma Partners Management Company reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Paloma Partners Management Company’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →