Wealth manager, independent · Danville, CA
Pacific Wealth Advisory Services LLC
SEC-registered investment adviser · CRD 330888 · SEC 801-130327
At a glance
Pacific Wealth Advisory Services LLC is an SEC-registered investment adviser based in Danville, California, with $96 million in regulatory assets under management as of its Form ADV filed February 19, 2026. Its largest client group by assets is individuals, and it reports 223 individual clients. By Form ADV it is a wealth manager, ranked 8,298th of 8,915 wealth managers and 15,471st of 17,210 SEC-registered advisers by assets.
Main office 925-838-7566pacificwealthadvisory.netAs filed on Form ADV
- Regulatory AUM
- $96M
- Rank among wealth managers
- #8,298 of 8,915
- Rank among all SEC RIAs
- #15,471 of 17,210
- Rank in California
- #1,736 of 1,873
- Individual clients
- 223
- High-net-worth clients
- 25
- Accounts
- 532
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Michael J. LickissOwner
- Katherine L. KumroChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 198 | $49M | 51% |
| High-net-worth individuals | 25 | $47M | 49% |
Disciplinary disclosures
Pacific Wealth Advisory Services LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗pacificwealthadvisory.net ↗
AtlasMembers
The full record on Pacific Wealth Advisory Services LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 4,148 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Pacific Wealth Advisory Services LLC manage?
Pacific Wealth Advisory Services LLC reports $96 million in regulatory assets under management across 532 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 19, 2026.
What kind of firm is Pacific Wealth Advisory Services LLC?
Pacific Wealth Advisory Services LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Pacific Wealth Advisory Services LLC’s clients?
By assets, its largest client types are individuals ($49 million, 198 clients); high-net-worth individuals ($47 million, 25 clients).
Does Pacific Wealth Advisory Services LLC have any disciplinary history?
Pacific Wealth Advisory Services LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Pacific Wealth Advisory Services LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-19), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →