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Asset manager · New York, NY

Overwatch Capital Advisors LLC

SEC-registered investment adviser · CRD 341636 · SEC 801-136329

At a glance

Overwatch Capital Advisors LLC is an SEC-registered investment adviser based in New York, New York, with $0 in regulatory assets under management as of its Form ADV filed May 29, 2026. By Form ADV it is a asset manager, ranked 2,895th of 3,218 asset managers and 16,880th of 17,210 SEC-registered advisers by assets.

Main office 212-632-0400As filed on Form ADV

Regulatory AUM
$0M
Rank among asset managers
#2,895 of 3,218
Rank among all SEC RIAs
#16,880 of 17,210
Rank in New York
#2,543 of 2,591
Clients
0
Accounts
0
Discretionary
0% of AUM
Employees
4
Advisory staff
4
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Overwatch Capital Advisors LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Overwatch Capital Advisors LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Drexel Hamilton, LLC and Empire Asset Management Company.

Its Form ADV brochure (filed April 2026) names Drexel Hamilton and Empire Asset Management Company as the broker-dealer its advisers are registered with.

e Firm’s Chief Compliance Officer and managing member, Anthony Felice (the “Managing Member”) is also associated with Drexel Hamilton LLC, a FINRA member firm and municipal advisor registered with the SEC (CRD# 143570) (“Drexel Hamilton”).

Other hybrid RIAs

Disciplinary disclosures

Overwatch Capital Advisors LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Portfolio management for pooled investment vehicles

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Overwatch Capital Advisors LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 1 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 626 peers of its type and size
Locked
Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Overwatch Capital Advisors LLC manage?

Overwatch Capital Advisors LLC reports $0 in regulatory assets under management, on its Form ADV filed May 29, 2026.

What kind of firm is Overwatch Capital Advisors LLC?

Overwatch Capital Advisors LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.

Does Overwatch Capital Advisors LLC have any disciplinary history?

Overwatch Capital Advisors LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Overwatch Capital Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →