Wealth manager, independent · Madison, WI
Omni Financial LLC
SEC-registered investment adviser · CRD 314670 · SEC 801-131556
At a glance
Omni Financial LLC is an SEC-registered investment adviser based in Madison, Wisconsin, with $117 million in regulatory assets under management as of its Form ADV filed January 9, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 526 individual clients. By Form ADV it is a wealth manager, ranked 7,813th of 8,915 wealth managers and 14,849th of 17,210 SEC-registered advisers by assets.
Main office 608-467-4333omnifinancialllc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $117M
- Rank among wealth managers
- #7,813 of 8,915
- Rank among all SEC RIAs
- #14,849 of 17,210
- Rank in Wisconsin
- #172 of 195
- Individual clients
- 526
- High-net-worth clients
- 115
- Accounts
- 762
- Discretionary
- 99% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Andrew D. VoeltnerManaging Principal / CCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Omni Financial LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed January 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Item 10 Other Financial Industry Activities and Affiliations Andrew Voeltner, owner and sole IAR of Omni, is currently registered with LPL Financial as a Registered Representative.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 115 | $74M | 63% |
| Individuals | 411 | $36M | 31% |
| Corporations or other businesses | – | $7M | 6% |
Disciplinary disclosures
Omni Financial LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗omnifinancialllc.com ↗
AtlasMembers
The full record on Omni Financial LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 4,704 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Omni Financial LLC manage?
Omni Financial LLC reports $117 million in regulatory assets under management across 762 accounts, 99% of it on a discretionary basis, on its Form ADV filed January 9, 2026.
What kind of firm is Omni Financial LLC?
Omni Financial LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Omni Financial LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($74 million, 115 clients); individuals ($36 million, 411 clients); corporations or other businesses ($7 million).
Does Omni Financial LLC have any disciplinary history?
Omni Financial LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Omni Financial LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-01-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →