Asset manager · St. Louis, MO
Olive Street Investment Advisers, LLC
SEC-registered investment adviser · CRD 166710 · SEC 801-77754
At a glance
Olive Street Investment Advisers, LLC is an SEC-registered investment adviser based in St. Louis, Missouri, with $203.8 billion in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 74th of 3,218 asset managers and 130th of 17,210 SEC-registered advisers by assets.
Main office 314-515-2000As filed on Form ADV
- Regulatory AUM
- $204B
- Rank among asset managers
- #74 of 3,218
- Rank among all SEC RIAs
- #130 of 17,210
- Rank in Missouri
- #6 of 196
- Clients
- 2
- Accounts
- 13
- Discretionary
- 100% of AUM
- Employees
- 232
- Advisory staff
- 232
- Offices
- 2
Owners and executives on its Form ADV
- Alan J HerzogChief Compliance Officer
- Linda D. BannisterPresident
- Robert TonerSecretary
- Aaron D. AlbrittonTreasurer
Custody and brokerage
Custodian
Olive Street Investment Advisers, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Olive Street Investment Advisers, LLC is a hybrid RIA: 151 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Edward D. Jones & Co., L.P. and Edward Jones.
- Edward D. Jones & Co., L.P. ↗CRD 250
- Edward Jones
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 2 | $204B | 100% |
Disciplinary disclosures
Olive Street Investment Advisers, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Olive Street Investment Advisers, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 147 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Olive Street Investment Advisers, LLC manage?
Olive Street Investment Advisers, LLC reports $203.8 billion in regulatory assets under management across 13 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Olive Street Investment Advisers, LLC?
Olive Street Investment Advisers, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Olive Street Investment Advisers, LLC’s clients?
By assets, its largest client types are investment companies ($203.8 billion, 2 clients).
Does Olive Street Investment Advisers, LLC have any disciplinary history?
Olive Street Investment Advisers, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Olive Street Investment Advisers, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →