Asset manager · Radnor, PA
Lincoln Financial Investments Corporation
SEC-registered investment adviser · CRD 108881 · SEC 801-23411
At a glance
Lincoln Financial Investments Corporation is an SEC-registered investment adviser based in Radnor, Pennsylvania, with $102.1 billion in regulatory assets under management as of its Form ADV filed September 11, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 134th of 3,218 asset managers and 257th of 17,210 SEC-registered advisers by assets.
Main office 484-583-1404lincolnfinancial.comAs filed on Form ADV
- Regulatory AUM
- $102B
- Rank among asset managers
- #134 of 3,218
- Rank among all SEC RIAs
- #257 of 17,210
- Rank in Pennsylvania
- #15 of 564
- Clients
- 129
- Accounts
- 129
- Discretionary
- 100% of AUM
- Employees
- 86
- Advisory staff
- 18
- Offices
- 2
Owners and executives on its Form ADV
- John A. WestonChief Compliance Officer & Vice President
- John C. KennedyDirector
- Adam M. CohenDirector
- James J. HoffmayerVice President, Chief Accounting Officer and Treasurer
- John G. MorrissDirector, Chairman & President
- Paul T. ChryssikosSenior Vice President & Chief Legal Officer
- Gordon J. HuellmantelDirector, Senior Vice President
- Matthew L. CondosDirector
- Daniel P. HerrDirector
- Laura J MuseDirector
Custody and brokerage
Broker-dealer
Hybrid RIA
Lincoln Financial Investments Corporation is a hybrid RIA: 14 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Lincoln Financial Distributors, Inc..
- Lincoln Financial Distributors, Inc. ↗CRD 145
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Lincoln Financial Distributors as the broker-dealer its advisers are registered with.
Revised LFI Part 2A Amendment March 2026#6508008v2 9 LFI has management persons who are registered representatives of the following affiliated broker- dealer: • LFD LFI appoints sub-advisers to manage certain Accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 114 | $101B | 99% |
| Insurance companies | 12 | $330M | <1% |
| Pooled investment vehicles | 3 | $301M | <1% |
Private funds
Lincoln Financial Investments Corporation reports 3 private funds with $301M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Lincoln Financial Investments Corporation reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗lincolnfinancial.com ↗
AtlasMembers
The full record on Lincoln Financial Investments Corporation
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 218 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Lincoln Financial Investments Corporation manage?
Lincoln Financial Investments Corporation reports $102.1 billion in regulatory assets under management across 129 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 11, 2026.
What kind of firm is Lincoln Financial Investments Corporation?
Lincoln Financial Investments Corporation is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Lincoln Financial Investments Corporation’s clients?
By assets, its largest client types are investment companies ($101.5 billion, 114 clients); insurance companies ($330 million, 12 clients); pooled investment vehicles ($301 million, 3 clients).
Does Lincoln Financial Investments Corporation manage private funds?
Yes. It reports 3 private funds with $301 million in gross assets, including other private funds.
Does Lincoln Financial Investments Corporation have any disciplinary history?
Lincoln Financial Investments Corporation reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Lincoln Financial Investments Corporation’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →