Asset manager · New York, NY
LGT Capital Partners (USA) Inc.
SEC-registered investment adviser · CRD 160437 · SEC 801-74255
At a glance
LGT Capital Partners (USA) Inc. is an SEC-registered investment adviser based in New York, New York, with $59.8 billion in regulatory assets under management as of its Form ADV filed April 22, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 188th of 3,218 asset managers and 382nd of 17,210 SEC-registered advisers by assets.
Main office 212-336-0650lgtcp.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $60B
- Rank among asset managers
- #188 of 3,218
- Rank among all SEC RIAs
- #382 of 17,210
- Rank in New York
- #99 of 2,591
- Clients
- 2
- Accounts
- 168
- Discretionary
- 60% of AUM
- Employees
- 78
- Advisory staff
- 49
- Offices
- 8
Owners and executives on its Form ADV
- Roberto N. PaganoniDirector
- Sascha N. GruberDirector
- Joanna M. GerstnerChief Compliance Officer, Secretary
- Johann P. Von BaumDirector
- Thomas B. BrownPartner
- Michael A. JonesDirector
- John D. KossowChief Financial Officer
- David S. AndrycDirector, Chief Executive Officer, President
Custody and brokerage
2 custodians
- BNP Paribas, New York Branch$3.7B54%
- BNP Paribas Securities Services$3.2B46%
Other RIAs using BNP Paribas, New York BranchOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
LGT Capital Partners (USA) Inc. is a hybrid RIA: 10 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: LGT Bank LTD.
- LGT Bank LTD
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | – | $55B | 92% |
| Other | – | $2.2B | 4% |
| State or municipal government entities | – | $2.1B | 4% |
| Corporations or other businesses | – | $568M | <1% |
| Charitable organizations | – | $97M | <1% |
| Pooled investment vehicles | 2 | $48M | <1% |
Private funds
LGT Capital Partners (USA) Inc. reports 1 private funds with $5M in gross assets: real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
LGT Capital Partners (USA) Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗lgtcp.com ↗
AtlasMembers
The full record on LGT Capital Partners (USA) Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 288 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 3Locked
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Background
Questions
How much does LGT Capital Partners (USA) Inc. manage?
LGT Capital Partners (USA) Inc. reports $59.8 billion in regulatory assets under management across 168 accounts, 60% of it on a discretionary basis, on its Form ADV filed April 22, 2026.
What kind of firm is LGT Capital Partners (USA) Inc.?
LGT Capital Partners (USA) Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are LGT Capital Partners (USA) Inc.’s clients?
By assets, its largest client types are other investment advisers ($54.7 billion); other ($2.2 billion); state or municipal government entities ($2.1 billion).
Does LGT Capital Partners (USA) Inc. manage private funds?
Yes. It reports 1 private funds with $5 million in gross assets, including real estate funds.
Does LGT Capital Partners (USA) Inc. have any disciplinary history?
LGT Capital Partners (USA) Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is LGT Capital Partners (USA) Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →